ESS Tech amends $75 million at-the-market offering, adds Roth as sales agent

ESS Tech Inc

ESS Tech Inc

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  • ESS Tech revised its $75 million at-the-market equity offering plan, narrowing the sales agent group to Yorkville Ives.
  • Roth Capital Partners joined as a new sales agent, taking over the qualified independent underwriter role under FINRA Rule 5121.
  • The changes set up a restructured path to raise up to $75 million via common stock sales under the amended sales agreement.


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